The Sumitomo Mitsui Banking Corporation (SMBC) Transaction Examination Support (TES) is the group responsible for Bank Secrecy Act, USA PATRIOT Act, OFAC Sanctions compliance and fraud detection for the US Operations. The group’s main functions is to perform real-time sanction screening of all wire transfers, SWIFT messages, ACH Payments, CIF/Account records. Furthermore, The TES group provides advisory, referral of cases, control functions across core businesses and manages the software used for Sanctions screening including updates to sanction lists, daily maintenance and testing of the screening software to ensure is working in an optimal tune mode. In addition, TES group performs review of potential fraud cases including referral to Customers, proper Management reporting and maintains static data updates for CHIPS ABA, FED ABA and SWIFT RMA Authorizations.
The Sanctions/Fraud Analyst role supports the Sanctions compliance team and focuses on managing the end to end process of development, enhancement and implementation of the automated monitoring system. This role requires interaction with a team of Sanctions/ Fraud Analyst to manage the transaction volumes, workflow, Customers and other Bank’s Department in order to meet deadlines.
Other Skills, Abilities and/or Training:
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