SMBC Group

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Financial Reporting Analyst

Financial Reporting Analyst

Job Locations 
US-NJ-Jersey City
Career Category 
Regulatory Reporting
Position ID 
2018 - 0083
Corporate Title 
Posting Date 

More information about this job


SMBC is seeking an analyst level candidate who will be responsible for assisting the department head and senior internal control associates.






. Assist in the preparations of annual business/IT & entity level related internal controls scoping assessment, as well as annual and on-going risk assessments in accordance with COSO 2013
· Assist in creating and maintaining COSO 2013 compliant business/IT & entity level process documentations for financial & regulatory reporting work flows. This includes flowcharts & key controls matrices, through management of the Company’s periodic COSO 2013 certification process with the Company’s Internal and External Auditors
· Assist in building and maintaining a collaborative relationships with Internal and External Auditors in order to ensure that the COSO 2013 test of design and test of operating effectiveness procedures related to business/IT/entity level controls are executed in an effective and efficient manner
· Assist in developing strong relationships with key business/entity level stakeholders in order to identify areas of risk, while also preparing business partners and business process owners to properly execute COSO 2013 requirements
· Assist in managing the remediation of business/IT/entity level related internal control design and operating effectiveness deficiencies, including liaising with cross-functional remediation teams and documentation of the Company’s summary of aggregated deficiencies




· 3 to 5 years public and industry experience preferred
· Certified Public Accountant (“CPA”) preferred (at minimum working towards gaining CPA qualifications)
· Experience with implementing COSO 2013 and US SOX frameworks
· Experience with financial audits and US SOX 404 testing at multinational public companies is a plus
· Financial services industry experience is a plus
· Oracle G/L experience is a plus.