SMBC Group

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Regulatory Reporting Associate

Regulatory Reporting Associate

Job Locations 
US-NJ-Jersey City
Career Category 
Regulatory Reporting
Position ID 
2018 - 0088
Corporate Title 
Posting Date 

More information about this job


SMBC is seeking a Senior Reguatory Reporting Analyst to work in the Controllers Department of the Regulatory Reporting Analysis Group.



Key Responsibilities:

Financial regulatory reporting:
- Preparation of monthly FR2052a reports.
- Preparation of monthly LCR for Nikko Securities America Inc..
- Reconiliation of Cash flow data received from US Operations to each entity's General Ledger balance.
- Review and understanding of variances in daily balances of the cash flow data and follow up with data provider/business owners for validation.
- Discussion/questioning with related stake holders example Risk Management Department for alignment with LCR reporting.
- Perform all the testing and validation of the FR2052a UDL files.



Familiarty with financial products (e.g. derivative, securities, Repo etc.)

- Bachelors Degree is required

- Microsoft Office Suite experience with advanced skills in Excel (formatting cells, working with macros & pivot tables etc.) and Access (ability to work with & manipulate large sets of data)

- PL/SQL – Be able to write basic SQL queries (SELECT, JOIN, UPDATE etc) to identify, join, explore and examine data from multiple sources and formats


Ideally  a candidate with 5-7 years of experience.