The Account Control Group (ACG), part of Compliance Operations, is responsible for account opening and onboarding new customers, performing Know Your Customer (KYC) activities, periodic reviews of customers as well as maintenance of customer records and accounts. The team assures compliance with internal and local regulations and helps safeguard the firm.
The Senior KYC Analyst has responsibility for performing new customer on boarding, account opening, account updates and static data maintenance. The role provides quality control and assures verification, review and maintenance in accordance with Anti Money Laundering (AML) policy and procedure. Working with the Team Leader and other analysts, the Senior KYC Analyst is responsible for routine operational day-to-day actions focused on defined procedures, analyses and report preparation. The position focuses on execution, however, an individual may supervise junior members of the team to provide a second level of review before issues are escalated to next level of management.